46 verified data points extracted from primary sources.
Dataset size: ~26,000 Georgia parolees released 2013 Statistic
The aggregated dataset provided by the NIJ contains approximately 26,000 individuals released from Georgia prisons on discretionary parole for post-incarceration supervision between January 1st, 2013 and December 31st, 2013.
26,000 individuals
parole
demographics
facilities
NIJ train/test split proportion 70/30 Methodology note
NIJ split the dataset into a training and test set with a 70/30 proportion.
methodology
operations
Data providers: GDCS and Georgia Bureau of Investigation Methodology note
Both the GDCS and the Georgia Bureau of Investigation provided data. The GDCS data included demographics, prison and parole case information, prior community supervision history, and supervision activities. The Georgia Bureau of Investigation provided data on prior criminal history measures such as arrest and conviction episodes prior to prison entry.
methodology
operations
parole
Recidivism measure definition: new felony or misdemeanor arrest within 3 years Methodology note
GCIC data also provides the recidivism measure, defined as a new felony or misdemeanor arrest episode within three years of parole supervision start date. This recidivism measure includes three dichotomous variables measuring if an individual recidivated in the three-year follow-up period (yes/no) as well as recidivated by time period (year 1, year 2, or year 3).
recidivism
methodology
parole
Early Recidivism feature added for Year 2 and Year 3 models Methodology note
For Year 2 and Year 3, a feature called Early Recidivism was added. This feature delineated whether the individual already returned to prison. This could only be added to Year 2 training and Year 3 training.
methodology
recidivism
Low feature importance variables retained in model Methodology note
There were multiple variables that had relatively low feature importance: Gender, Prior_Conviction_Episodes_PPViolationCharge, Prior_Conviction_Episodes_DomesticViolenceCharges, to name a few. However, because computational speed wasn't a priority for this project, all variables, regardless of statistical significance, were kept in model training.
methodology
demographics
Software: Python 3.8 and scikit-learn Methodology note
Preprocessing and model construction were performed on Python 3.8. Preprocessing functions and ML models were imported from the Python library scikit-learn.
methodology
operations
Missing values imputed using SimpleImputer Methodology note
Missing values were imputed using the SimpleImputer library.
methodology
XGBoost selected as best performing model Finding
In Round 1 of the competition, we analyzed different model performances using 10 fold cross validation and found that on average XGBoost performed the best.
methodology
recidivism
Year 1 model Brier score 0.1837 Statistic
Year 1 model achieved a Brier score of 0.1837 and F1 score of 0.3009.
0.2 Brier score
recidivism
methodology
Year 2 model Brier score 0.1172 Statistic
Year 2 model achieved a Brier score of 0.1172 and F1 score of 0.2512.
0.1 Brier score
recidivism
methodology
Year 3 model Brier score 0.0720 Statistic
Year 3 model achieved a Brier score of 0.0720 and F1 score of 0.0492.
0.1 Brier score
recidivism
methodology
Year 2 model performed very well on hidden dataset Finding
In terms of our performance in the challenge, we found that our Year 2 model performed very well on the hidden dataset when compared with other submissions.
recidivism
methodology
Random Forest performed well but more variable than XGBoost Finding
The Random Forest performed well but had a much more variable performance than the XGBoost. Other regression and classification methods were assessed but performances varied widely, none achieving the success of the XGBoost.
methodology
recidivism
Class imbalance affected all models Finding
All models suffered from heavy class imbalance due to the relative proportion of the non-recidiviated class to the recidivated class. Synthetic augmentation methods like SMOTE were used to mitigate this class imbalance, but did not provide significant benefits.
methodology
recidivism
Optimal probability threshold 0.5 for XGBoost Finding
Different probability thresholds were experimented to optimize XGBoost predictions. With the training and testing data split that was used, optimal brier scores were achieved by using a 0.5 threshold. Increasing or decreasing the threshold leads to worse metrics.
methodology
recidivism
Early Recidivism feature significantly improved model performance Finding
More specifically the addition of our Early Recidivism feature (Recidivism_Arrest_PrevYear) played a significant role in helping our model performance improve for the later rounds when compared with other submissions.
recidivism
methodology
F1 score recommended for future imbalanced data studies Finding
One metric that could be used in future studies is the F1 score. The F1 score is the harmonic mean of the precision and recall, making it an effective score for delineating the performance of models which were trained on highly imbalanced data.
methodology
recidivism
Top 5 features for Year 1 recidivism prediction Finding
Top five most important features for prediction of recidivism in Year 1: Age_at_Release, Prior_Arrest_Episodes_Felony, Gang_Affiliated, Prison_Years, Prior_Arrest_Episodes_Property.
recidivism
gangs
demographics
methodology
Top 5 features for Year 2 recidivism prediction Finding
Top five most important features for prediction of recidivism in Year 2: Recidivism_Arrest_PrevYear, Percent_Days_Employed, Jobs_Per_Year, Age_at_Release, Avg_Days_per_DrugTest.
recidivism
employment
drugs
methodology
Top 5 features for Year 3 recidivism prediction Finding
Top five most important features for prediction of recidivism in Year 3: Recidivism_Arrest_PrevYear, Percent_Days_Employed, Jobs_Per_Year, Age_at_Release, Avg_Days_per_DrugTest.
recidivism
employment
drugs
methodology
Neural Network 10-fold validation Brier score mean 0.1525 Statistic
Neural Network with hyperparameter tuning achieved a mean Brier score of 0.1525 (SD 0.00336) and mean F1 score of 0.7850 (SD 0.0090) in 10-fold validation.
0.2 Brier score
methodology
recidivism
Random Forest 10-fold validation Brier score mean 0.1087 Statistic
Random Forest with hyperparameter tuning achieved a mean Brier score of 0.1087 (SD 0.000126) and mean F1 score of 0.8390 (SD 0.00152) in 10-fold validation.
0.1 Brier score
methodology
recidivism
XGBoost 10-fold validation Brier score mean 0.0945 Statistic
XGBoost with hyperparameter tuning achieved a mean Brier score of 0.0945 (SD 0.000335) and mean F1 score of 0.8559 (SD 0.00128) in 10-fold validation.
0.1 Brier score
methodology
recidivism
Oracle team 1st place Year 2 female parolees Brier score 0.1233 Statistic
In Year 2 female parolees competition, Oracle placed 1st with a Brier score of 0.1233.
0.1 Brier score
recidivism
methodology
demographics
MCHawks team 2nd place Year 2 female parolees Brier score 0.1242 Statistic
In Year 2 female parolees competition, MCHawks placed 2nd with a Brier score of 0.1242.
0.1 Brier score
recidivism
methodology
demographics
VT-ISE team 3rd place Year 2 female parolees Brier score 0.1260 Statistic
In Year 2 female parolees competition, VT-ISE placed 3rd with a Brier score of 0.1260.
0.1 Brier score
recidivism
methodology
demographics
DEAP team 4th place Year 2 female parolees Brier score 0.1263 Statistic
In Year 2 female parolees competition, DEAP placed 4th with a Brier score of 0.1263.
0.1 Brier score
recidivism
methodology
demographics
MCHawks team 1st place Year 2 male & female parolees Brier score 0.1405 Statistic
In Year 2 male & female parolees competition, MCHawks placed 1st with a Brier score of 0.1405.
0.1 Brier score
recidivism
methodology
demographics
Oracle team 2nd place Year 2 male & female parolees Brier score 0.1451 Statistic
In Year 2 male & female parolees competition, Oracle placed 2nd with a Brier score of 0.1451.
0.1 Brier score
recidivism
methodology
demographics
VT-ISE team 3rd place Year 2 male & female parolees Brier score 0.1472 Statistic
In Year 2 male & female parolees competition, VT-ISE placed 3rd with a Brier score of 0.1472.
0.1 Brier score
recidivism
methodology
demographics
DEAP team 4th place Year 2 male & female parolees Brier score 0.1481 Statistic
In Year 2 male & female parolees competition, DEAP placed 4th with a Brier score of 0.1481.
0.1 Brier score
recidivism
methodology
demographics
NIJ Recidivism Forecasting Challenge goals Policy
With this Challenge, NIJ aims to: 1) encourage 'non-criminal justice' forecasting researchers to compete against more 'traditional' criminal justice forecasting researchers, building upon the current knowledge base while infusing innovative, new perspectives; and 2) compare available forecasting methods in an effort to improve person-based and place-based recidivism forecasting.
policy
recidivism
methodology
Recidivism definition per US Department of Justice Legal fact
Recidivism is defined by the US Department of Justice as 'a person's relapse into criminal behavior, often after the person receives sanctions or undergoes intervention for a previous crime'. It is measured by the criminal acts that result in rearrest, reconviction or return to prison in the three year period following a prisoner's release.
recidivism
legal
policy
COMPAS system identified as early criminal justice AI tool Finding
One of the earliest tools developed that utilized these new technologies was the Correctional Offender Management Profiling for Alternative Sanctions (COMPAS) system by Northpoint.
methodology
policy
operations
Team entered Small Team category of NIJ challenge Methodology note
Our team entered into the Small Team category of the challenge and aimed to utilize state of the art machine learning techniques to assist in this field.
methodology
operations
XGBoost parameters: colsample_bytree 0.75 Methodology note
Optimized XGBoost parameter colsample_bytree set to 0.75.
methodology
XGBoost parameters: learning_rate 0.1456 Methodology note
Optimized XGBoost parameter learning_rate set to 0.1456.
methodology
XGBoost parameters: max_depth 6 Methodology note
Optimized XGBoost parameter max_depth set to 6.
methodology
XGBoost parameters: min_child_weight 2 Methodology note
Optimized XGBoost parameter min_child_weight set to 2.
methodology
XGBoost parameters: n_estimators 925 Methodology note
Optimized XGBoost parameter n_estimators set to 925.
methodology
XGBoost parameters: subsample 0.7 Methodology note
Optimized XGBoost parameter subsample set to 0.7.
methodology
Grid search hyperparameter tuning used for XGBoost Methodology note
Parameters of the XGBoost were optimized using grid search hyperparameter tuning. Parameters that were optimized for are number of estimators, learning rate, and max depth of XGBoost trees.
methodology
10-fold validation performed for each model Methodology note
For each model trained, 10-fold validation was performed to measure average performance. Metrics captured were brier score and F1 score.
methodology
Categorical variables one-hot-encoded, ordinal integer-encoded Methodology note
Variables were split into categorical, ordinal, and numerical. Categorical variables were one-hot-encoded and ordinal variables were integer-encoded. Numerical variables were scaled to be between 0 and 1.
methodology
Models can supplement existing recidivism technologies Finding
While the models built suffer from class imbalance, data points with a high probability of being positive for recidivism are likely going to exhibit recidivism in reality. Hence, the models can be used as a supplement to existing technologies in the recidivism space.
recidivism
methodology
policy